Header
About this publication
Preface
Foreword
1 Scope and general
1.1 Scope
1.2 Objective
1.3 Application
1.4 Referenced documents
1.5 Definitions
1.6 Safety principles
1.6.1 General management principles
1.6.2 Implementation
1.7 Adoption of existing practices
2 Safety management system
2.1 General requirements
2.2 Safety management policy
2.3 Management and governance
2.4 Responsibilities and authorities
2.5 Resource management
2.5.1 Financial capacity
2.5.2 Resource allocation
2.6 Regulatory compliance
2.7 Document and data control
2.7.1 General
2.7.2 Accuracy, clarity and language
2.7.3 Document and data approval and issue
2.7.4 Document and data changes
2.7.5 Storage and retention of safety records
2.8 Key safety performance indicators and performance monitoring
2.9 Safety management system review
2.9.1 Annual review
2.9.2 Record of annual review
2.9.3 The continuous improvement cycle
2.10 Railway safety audit
2.10.1 General
2.10.2 Scheduling
2.10.3 Reporting
2.11 Change management
2.11.1 General
2.11.2 Requirements
2.11.3 Safety validation
2.11.4 Sign off
2.12 Human factors
2.13 Security management
2.14 Safety culture
3 Risk management
3.1 Identification and assessment of railway safety risks
3.2 Risk control measures
4 Personnel management
4.1 General
4.2 Rail safety worker competence
4.3 Health and fitness
4.4 Drug and alcohol control
4.5 Fatigue management
5 Goods and services procurement
5.1 Procurement process
5.2 Contract management
5.2.1 General
5.2.2 Contractor management
5.2.3 Assessment of contractors and sub contractors
5.3 Purchasing
5.4 Monitoring
5.5 Audit process
5.6 Review process
6 Engineering and operational systems safety
6.1 General
6.2 Process control
6.3 Engineering design
6.4 Construction and installation
6.4.1 General requirements
6.4.2 Factors to be considered
6.5 Implementation and commissioning
6.5.1 General requirements
6.5.2 Inspection and test plan
6.5.3 Monitoring unverified equipment
6.6 Monitoring and maintenance
6.6.1 General
6.6.2 Monitoring and maintenance requirements
6.7 System operation
6.7.1 Train management
6.7.2 Traffic management
6.8 Modification
6.9 Decommissioning and disposal
7 Interface management
7.1 General
7.2 Application
7.3 Interface co-ordination
7.4 Safety management of the interfaces
7.4.1 General requirements
7.4.2 Common essential requirements
8 Occurrence management
8.1 Occurrence notification and management
8.1.1 Procedures for notification of occurrences
8.1.2 Recording and analysis
8.1.3 Investigation
8.1.4 Review and rectification procedures
8.2 Emergency response
8.3 Preservation of evidence
Appendix A
Appendix B
B1 Human factors in rail safety
B2 Error tolerance
B3 Characteristics of a positive safety culture
Appendix C
C1 General
C2 Notification of occurrences
C2.1 Category A occurrences
C2.2 Category B occurrences
C3 Details to be notified
Appendix D
D1 Grade separations
D2 At-grade crossings
D3 Joint and alternate use
D4 Utilities
D5 Terminals, yards and stations
